Our Staff has compiled our research into a database of FINRA Broker Disclosures for Copper Financial. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nicole Anne Bartel | 4451988 | 1 | 10/27/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lainie Pasquini Henrich | 5962203 | 1 | 10/06/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |