Our Staff has compiled our research into a database of FINRA Broker Disclosures for Copper Financial. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Ronald Lee Yount | 4815981 | 3 | 11/01/2021 | Customer Dispute | Settled | $800,005.00 | $0.00 | See FINRA Report |
Ronald Lee Yount | 4815981 | 3 | 09/25/2021 | Customer Dispute | Denied | $865,000.00 | $0.00 | See FINRA Report |
Todd Christopher Salzman | 5870282 | 1 | 11/07/2017 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
Juanita Alexandra McCormick | 1667051 | 3 | 03/20/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Jeffrey Stuart Vineyard | 4974791 | 1 | 02/13/2017 | Customer Dispute | Closed-No Action | $840,000.00 | $0.00 | See FINRA Report |
Rance Jay Carlson | 5110433 | 1 | 02/13/2017 | Customer Dispute | Closed-No Action | $840,000.00 | $0.00 | See FINRA Report |
Nicole Anne Bartel | 4451988 | 1 | 10/27/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Ronald Lee Yount | 4815981 | 3 | 01/14/2016 | Customer Dispute | Settled | $12,153.90 | $0.00 | See FINRA Report |
Lainie Pasquini Henrich | 5962203 | 1 | 10/06/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Juanita Alexandra McCormick | 1667051 | 3 | 03/24/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |