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FINRA Broker Disclosures for Copper Financial

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Copper Financial. Search or filter the database to find more about a specific broker.

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Displaying 10 out of 14 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Ronald Lee Yount4815981311/01/2021Customer DisputeSettled$800,005.00$0.00See FINRA Report
Ronald Lee Yount4815981309/25/2021Customer DisputeDenied$865,000.00$0.00See FINRA Report
Todd Christopher Salzman5870282111/07/2017Customer DisputeClosed-No Action$0.00$0.00See FINRA Report
Juanita Alexandra McCormick1667051303/20/2017Customer DisputeDenied$0.00$0.00See FINRA Report
Jeffrey Stuart Vineyard4974791102/13/2017Customer DisputeClosed-No Action$840,000.00$0.00See FINRA Report
Rance Jay Carlson5110433102/13/2017Customer DisputeClosed-No Action$840,000.00$0.00See FINRA Report
Nicole Anne Bartel4451988110/27/2016FinancialFinal$0.00$0.00See FINRA Report
Ronald Lee Yount4815981301/14/2016Customer DisputeSettled$12,153.90$0.00See FINRA Report
Lainie Pasquini Henrich5962203110/06/2015FinancialFinal$0.00$0.00See FINRA Report
Juanita Alexandra McCormick1667051303/24/2008Customer DisputeDenied$0.00$0.00See FINRA Report

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