Our Staff has compiled our research into a database of FINRA Broker Disclosures for Robinhood Financial, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Nicholas Williams | 4866737 | 2 | 06/27/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Alberto Luna | 7001216 | 1 | 12/01/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Mikayla Cassidy Krupp | 7414410 | 1 | 07/22/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Sadie Georgina Braxton | 7167663 | 2 | 06/30/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Sadie Georgina Braxton | 7167663 | 2 | 06/30/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Sandra Hernandez | 7265613 | 1 | 07/19/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Estefani Alcaraz Quevedo | 7265467 | 2 | 03/20/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Monika Rae Qualls | 7264262 | 1 | 03/04/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Taylor Davis | 7086209 | 2 | 11/12/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Taylor Davis | 7086209 | 2 | 10/21/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |