Our Staff has compiled our research into a database of FINRA Broker Disclosures for Robinhood Financial, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jacob Hunter Evans | 6985762 | 1 | 04/25/2022 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Estefani Alcaraz Quevedo | 7265467 | 2 | 11/30/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jimmy David Fontalvo | 7368073 | 1 | 11/19/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Taylor Mann | 6589156 | 1 | 06/29/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Beau Jordan Burton | 6584506 | 1 | 01/24/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Candice Sharral Ohara | 5783684 | 1 | 08/30/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Miguel Angel Sabido | 7431018 | 1 | 04/12/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Matthew Dusseault | 6265741 | 1 | 06/08/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Trent William Morgan | 6397150 | 1 | 02/28/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Lauren Patterson Resende | 6718537 | 1 | 04/03/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |