Our Staff has compiled our research into a database of FINRA Broker Disclosures for Robinhood Financial, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nicholas Williams | 4866737 | 2 | 06/27/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jacob Hunter Evans | 6985762 | 1 | 04/25/2022 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Alberto Luna | 7001216 | 1 | 12/01/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mikayla Cassidy Krupp | 7414410 | 1 | 07/22/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sadie Georgina Braxton | 7167663 | 2 | 06/30/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sadie Georgina Braxton | 7167663 | 2 | 06/30/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Javonte Taylor Duncan | 6908745 | 4 | 02/21/2021 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Sandra Hernandez | 7265613 | 1 | 07/19/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Estefani Alcaraz Quevedo | 7265467 | 2 | 03/20/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Monika Rae Qualls | 7264262 | 1 | 03/04/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |