Our Staff has compiled our research into a database of FINRA Broker Disclosures for Aeon Capital Inc. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Timothy Allen Thelen | 1924966 | 12 | 10/21/2019 | Customer Dispute | Settled | $620,000.00 | $0.00 | See FINRA Report |
Timothy Allen Thelen | 1924966 | 12 | 03/23/2007 | Customer Dispute | Settled | $113,313.00 | $0.00 | See FINRA Report |
Timothy Allen Thelen | 1924966 | 12 | 03/22/2006 | Customer Dispute | Settled | $56,000.00 | $0.00 | See FINRA Report |
Vincent Michael Bruno | 1845833 | 6 | 04/29/1999 | Customer Dispute | Settled | $1,100,000.00 | $0.00 | See FINRA Report |
Vincent Michael Bruno | 1845833 | 6 | 12/03/1997 | Customer Dispute | Settled | $80,000.00 | $0.00 | See FINRA Report |