Our Staff has compiled our research into a database of FINRA Broker Disclosures for Aeon Capital Inc. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Timothy Allen Thelen | 1924966 | 12 | 10/21/2019 | Customer Dispute | Settled | $620,000.00 | $0.00 | See FINRA Report |
| Timothy Allen Thelen | 1924966 | 12 | 08/20/2018 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Timothy Allen Thelen | 1924966 | 12 | 08/16/2018 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Timothy Allen Thelen | 1924966 | 12 | 09/08/2010 | Customer Dispute | Denied | $7,920.00 | $0.00 | See FINRA Report |
| Thae Bok Kweon | 4831044 | 2 | 05/03/2010 | Customer Dispute | Denied | $22,200.00 | $0.00 | See FINRA Report |
| Timothy Allen Thelen | 1924966 | 12 | 05/09/2008 | Customer Dispute | Closed-No Action | $15,900.00 | $0.00 | See FINRA Report |
| Timothy Allen Thelen | 1924966 | 12 | 03/23/2007 | Customer Dispute | Settled | $113,313.00 | $0.00 | See FINRA Report |
| Timothy Allen Thelen | 1924966 | 12 | 03/22/2006 | Customer Dispute | Settled | $56,000.00 | $0.00 | See FINRA Report |
| Vincent Michael Bruno | 1845833 | 6 | 04/29/1999 | Customer Dispute | Settled | $1,100,000.00 | $0.00 | See FINRA Report |
| Vincent Michael Bruno | 1845833 | 6 | 12/03/1997 | Customer Dispute | Settled | $80,000.00 | $0.00 | See FINRA Report |