Our Staff has compiled our research into a database of FINRA Broker Disclosures for Aeon Capital Inc. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Vincent Michael Bruno | 1845833 | 6 | 12/10/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Timothy Allen Thelen | 1924966 | 12 | 10/21/2019 | Customer Dispute | Settled | $620,000.00 | $0.00 | See FINRA Report |
| Timothy Allen Thelen | 1924966 | 12 | 08/20/2018 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Timothy Allen Thelen | 1924966 | 12 | 08/16/2018 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Timothy Allen Thelen | 1924966 | 12 | 02/11/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jason Michael Cosulich | 4270067 | 2 | 10/20/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Timothy Allen Thelen | 1924966 | 12 | 02/28/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Vincent Michael Bruno | 1845833 | 6 | 12/21/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thae Bok Kweon | 4831044 | 2 | 07/12/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Vincent Michael Bruno | 1845833 | 6 | 01/12/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |