Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lifemark Securities Corp.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Levi William Johnson | 1539986 | 3 | 05/17/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Andrew Wesley Hughes | 5814994 | 2 | 10/01/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Rodger Pineda | 2337780 | 2 | 06/30/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Howard Busey | 2982127 | 5 | 05/25/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Samuel E Barber | 4750380 | 3 | 03/27/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Paul Agliata | 1317693 | 4 | 09/30/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ernie Bernard Plourde | 1222732 | 3 | 03/21/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Cathy L Cristman | 5770223 | 1 | 03/14/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Stuart Eary | 1726968 | 1 | 01/05/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Stephen Adebayor Iposu | 1891301 | 1 | 04/08/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |