Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lifemark Securities Corp.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Alan Baum | 4132693 | 2 | 07/27/2023 | Customer Dispute | Denied | $99,706.70 | $0.00 | See FINRA Report |
| Robert J Murphy | 718738 | 2 | 07/27/2023 | Customer Dispute | Denied | $99,706.70 | $0.00 | See FINRA Report |
| Samantha Brandon Beverley | 5853414 | 1 | 10/24/2019 | Customer Dispute | Denied | $57,910.00 | $0.00 | See FINRA Report |
| David Alan Baum | 4132693 | 2 | 04/05/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ernie Bernard Plourde | 1222732 | 3 | 01/24/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Alexander Strachan Hackley | 4899317 | 3 | 05/02/2011 | Customer Dispute | Denied | $21,042.60 | $0.00 | See FINRA Report |
| Alexander Strachan Hackley | 4899317 | 3 | 12/02/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert J Murphy | 718738 | 2 | 03/10/2006 | Customer Dispute | Denied | $22,721.50 | $0.00 | See FINRA Report |
| Geoffrey Michael Wolterstorff | 2711805 | 4 | 09/11/2002 | Customer Dispute | Denied | $7,354.00 | $0.00 | See FINRA Report |
| Ye Edward Huang | 3006743 | 1 | 07/25/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |