Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lifemark Securities Corp.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Garrett Wayne Moretz | 4086791 | 5 | 07/29/2024 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
| Geoffrey Michael Wolterstorff | 2711805 | 4 | 07/29/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Samuel E Barber | 4750380 | 3 | 05/28/2024 | Customer Dispute | Pending | $80,000.00 | $0.00 | See FINRA Report |
| Garrett Wayne Moretz | 4086791 | 5 | 04/29/2024 | Customer Dispute | Pending | $50,000.00 | $0.00 | See FINRA Report |
| Richard A Pascale | 3221955 | 1 | 04/02/2024 | Customer Dispute | Pending | $340,000.00 | $0.00 | See FINRA Report |
| David Kristopher Griffith | 3072664 | 2 | 03/18/2024 | Customer Dispute | Pending | $100,001.00 | $0.00 | See FINRA Report |
| David Kristopher Griffith | 3072664 | 2 | 11/28/2023 | Customer Dispute | Pending | $150,000.00 | $0.00 | See FINRA Report |
| Garrett Wayne Moretz | 4086791 | 5 | 10/11/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| George Kuruvilla | 1000316 | 5 | 08/14/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| David Alan Baum | 4132693 | 2 | 07/27/2023 | Customer Dispute | Denied | $99,706.70 | $0.00 | See FINRA Report |