Our Staff has compiled our research into a database of FINRA Broker Disclosures for Transamerica Financial Advisors, Inc. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gene Coppa | 5975624 | 6 | 08/01/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Travon Lamel Meeks | 6889669 | 1 | 07/14/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Felipe Paclibar Boyles | 2799210 | 1 | 04/30/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Juvelyn Magno Boyles | 6751482 | 1 | 04/30/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Laura Patricia Ferro | 6749136 | 3 | 04/18/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Christopher Yumang Yambao | 7224410 | 1 | 04/02/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Daniel J Charlier | 3104464 | 25 | 03/12/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Daniel J Charlier | 3104464 | 25 | 03/06/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Daniel J Charlier | 3104464 | 25 | 03/04/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Edwin Contreras | 4664057 | 3 | 01/23/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |