Our Staff has compiled our research into a database of FINRA Broker Disclosures for Transamerica Financial Advisors, Inc. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Hadi Kusumo | 4719552 | 1 | 10/26/2022 | Customer Dispute | Withdrawn | $12,833.00 | $0.00 | See FINRA Report |
| Gary Leonard Ziegler | 2492826 | 2 | 10/18/2022 | Customer Dispute | Pending | $70,000.00 | $0.00 | See FINRA Report |
| Julie Ann Johnson | 3055188 | 1 | 07/28/2022 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Gregory Dean Sorensen | 2207121 | 2 | 06/27/2022 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Sara Blatt Collins | 2921061 | 4 | 05/24/2022 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |
| Harold Kim Jones | 5970289 | 1 | 05/24/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jodi Brown | 6156002 | 1 | 05/19/2022 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Eric M Jenson | 2873787 | 4 | 11/30/2021 | Customer Dispute | Pending | $9,601.44 | $0.00 | See FINRA Report |
| Chase Eric Jenson | 6876027 | 1 | 11/30/2021 | Customer Dispute | Denied | $9,601.44 | $0.00 | See FINRA Report |
| Karen Marie Zicht | 5621873 | 1 | 10/08/2021 | Customer Dispute | Denied | $55,374.60 | $0.00 | See FINRA Report |