Our Staff has compiled our research into a database of FINRA Broker Disclosures for Transamerica Financial Advisors, Inc. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jack Roger Feldman | 1253672 | 2 | 08/19/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Hau Kim Tran | 2906135 | 3 | 08/12/2024 | Customer Dispute | Pending | $479,890.00 | $0.00 | See FINRA Report |
| Gene Coppa | 5975624 | 6 | 08/01/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Travon Lamel Meeks | 6889669 | 1 | 07/14/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Abtin Bashirazami | 7526170 | 1 | 06/18/2024 | Customer Dispute | Pending | $241,667.00 | $0.00 | See FINRA Report |
| Mark William Redman | 1026426 | 2 | 05/21/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Felipe Paclibar Boyles | 2799210 | 1 | 04/30/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Juvelyn Magno Boyles | 6751482 | 1 | 04/30/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Laura Patricia Ferro | 6749136 | 3 | 04/18/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Victor Greenland | 5916995 | 1 | 04/02/2024 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |