Our Staff has compiled our research into a database of FINRA Broker Disclosures for E D & F Man Capital Markets Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Albert Hollerman | 2186041 | 2 | 01/01/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Albert Hollerman | 2186041 | 2 | 01/01/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ariel Dumalo Carlos | 2193677 | 1 | 10/12/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |