Our Staff has compiled our research into a database of FINRA Broker Disclosures for E D & F Man Capital Markets Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Charles Sernatinger | 857382 | 1 | 11/11/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Scott Rosen | 1449872 | 2 | 03/31/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jack Seibald | 1245816 | 3 | 03/31/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Dean Aldrich | 4956658 | 1 | 04/04/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Scott Rosen | 1449872 | 2 | 01/09/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jack Seibald | 1245816 | 3 | 01/09/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Klatoff Weinstein | 462058 | 1 | 07/19/1977 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |