Our Staff has compiled our research into a database of FINRA Broker Disclosures for E D & F Man Capital Markets Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Vincent | 2916844 | 2 | 03/29/2016 | Customer Dispute | Settled | $13,000,000.00 | $0.00 | See FINRA Report |
| Patricia Woodham | 2520369 | 1 | 09/16/2015 | Customer Dispute | Settled | $14,700,000.00 | $0.00 | See FINRA Report |
| John Vincent | 2916844 | 2 | 09/16/2015 | Customer Dispute | Settled | $14,700,000.00 | $0.00 | See FINRA Report |
| Giles Luke Korzenecki | 1164325 | 2 | 02/12/2011 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Charles Philip Bohm | 1693812 | 2 | 02/21/2008 | Customer Dispute | Settled | $11,090.00 | $0.00 | See FINRA Report |
| Charles Philip Bohm | 1693812 | 2 | 10/16/2007 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| Nicholas Matthew Mascio | 1073462 | 1 | 06/18/2004 | Customer Dispute | Settled | $4,843,000.00 | $0.00 | See FINRA Report |
| John Baratta Jr | 1664838 | 2 | 04/01/1998 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Giles Luke Korzenecki | 1164325 | 2 | 01/02/1996 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |