Our Staff has compiled our research into a database of FINRA Broker Disclosures for Signal Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Kenneth Scott McAfee | 4993087 | 4 | 02/19/2015 | Customer Dispute | Settled | $67,603.00 | $0.00 | See FINRA Report |
Brian van Mattson | 1685985 | 5 | 03/22/2000 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Brent Alan Mattson | 2220990 | 4 | 03/22/2000 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Blake Christian Mattson | 2539359 | 3 | 03/22/2000 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |