Our Staff has compiled our research into a database of FINRA Broker Disclosures for Signal Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Kenneth Scott McAfee | 4993087 | 4 | 09/08/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Blake Christian Mattson | 2539359 | 3 | 06/08/2001 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Brian van Mattson | 1685985 | 5 | 06/01/2001 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Brent Alan Mattson | 2220990 | 4 | 06/01/2001 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Brian van Mattson | 1685985 | 5 | 02/11/1992 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |