Our Staff has compiled our research into a database of FINRA Broker Disclosures for Signal Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kenneth Scott McAfee | 4993087 | 4 | 09/08/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kenneth Scott McAfee | 4993087 | 4 | 02/09/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kenneth Scott McAfee | 4993087 | 4 | 02/19/2015 | Customer Dispute | Settled | $67,603.00 | $0.00 | See FINRA Report |
| Richard Wayne Carwile | 2949345 | 1 | 03/07/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jonathan Frederick Jetter | 4404823 | 1 | 06/23/2003 | Customer Dispute | Denied | $7,761.00 | $0.00 | See FINRA Report |
| Blake Christian Mattson | 2539359 | 3 | 06/08/2001 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Brian van Mattson | 1685985 | 5 | 06/01/2001 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Brent Alan Mattson | 2220990 | 4 | 06/01/2001 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Brian van Mattson | 1685985 | 5 | 05/17/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Brent Alan Mattson | 2220990 | 4 | 05/17/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |