Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Raymond Adam Menna | 1918097 | 4 | 01/14/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Raymond Adam Menna | 1918097 | 4 | 08/22/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Steven James Lewis | 1526636 | 2 | 12/27/1989 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |