Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Raymond Adam Menna | 1918097 | 4 | 01/14/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Wesley Byron Ratelle | 7883276 | 1 | 09/07/2020 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Luciun Waymen Lovick | 6978417 | 1 | 08/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Raymond Adam Menna | 1918097 | 4 | 08/22/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Raymond Adam Menna | 1918097 | 4 | 11/17/2017 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Steven James Lewis | 1526636 | 2 | 10/05/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Raymond Adam Menna | 1918097 | 4 | 12/01/2008 | Customer Dispute | Denied | $56,754.00 | $0.00 | See FINRA Report |
| Clayton Andrew Fillian | 5793967 | 1 | 06/05/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Steven James Lewis | 1526636 | 2 | 12/27/1989 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |