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FINRA Broker Disclosures for

Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.

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Displaying 4 out of 4 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Raymond Adam Menna1918097401/14/2021RegulatoryFinal$0.00$0.00See FINRA Report
Luciun Waymen Lovick6978417108/01/2019FinancialFinal$0.00$0.00See FINRA Report
Raymond Adam Menna1918097408/22/2018RegulatoryFinal$0.00$0.00See FINRA Report
Steven James Lewis1526636212/27/1989RegulatoryFinal$0.00$0.00See FINRA Report

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