Our Staff has compiled our research into a database of FINRA Broker Disclosures for Boreal Capital Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Juan Manuel Doria | 3157084 | 2 | 03/13/2017 | Customer Dispute | Withdrawn | $18,000.00 | $0.00 | See FINRA Report |
| Pedro Lourenco Pinto de Sousa | 4866583 | 2 | 12/05/2011 | Customer Dispute | Denied | $72,000.00 | $0.00 | See FINRA Report |
| Alexandre Soares Braune | 2920094 | 1 | 01/05/2011 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |
| Antonio Oliveira Moura | 4339637 | 1 | 07/19/2006 | Customer Dispute | Settled | $14,000.00 | $0.00 | See FINRA Report |
| Annette Marie Manon | 2905638 | 3 | 07/24/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jorge Antonio Netto | 2432661 | 5 | 08/31/2001 | Customer Dispute | Denied | $110,441.00 | $0.00 | See FINRA Report |
| Jorge Antonio Netto | 2432661 | 5 | 02/16/2001 | Customer Dispute | Settled | $34,774.00 | $0.00 | See FINRA Report |
| Jorge Antonio Netto | 2432661 | 5 | 03/21/2000 | Customer Dispute | Settled | $560,000.00 | $0.00 | See FINRA Report |
| Roberto Felipe Garcia | 1877805 | 3 | 06/10/1993 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |