Our Staff has compiled our research into a database of FINRA Broker Disclosures for Boreal Capital Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Pedro Lourenco Pinto de Sousa | 4866583 | 2 | 12/05/2011 | Customer Dispute | Denied | $72,000.00 | $0.00 | See FINRA Report |
| Jorge Antonio Netto | 2432661 | 5 | 08/31/2001 | Customer Dispute | Denied | $110,441.00 | $0.00 | See FINRA Report |