Our Staff has compiled our research into a database of FINRA Broker Disclosures for Boreal Capital Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dulce Anai Hernandez | 6710560 | 2 | 02/13/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Roberto Felipe Garcia | 1877805 | 3 | 10/01/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |