Our Staff has compiled our research into a database of FINRA Broker Disclosures for Noble Capital Markets, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dennie Andreas Ceelen | 4571084 | 1 | 12/13/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Nicolaas Petrus Pronk | 1726101 | 11 | 11/23/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Joe Noriega | 1403153 | 1 | 05/06/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Michael Leboyer | 2231779 | 1 | 02/21/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Bruce Charles Ryan | 408083 | 1 | 11/11/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Wayne Ralph Horne | 1740513 | 12 | 07/16/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Wayne Ralph Horne | 1740513 | 12 | 11/04/1996 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |