Our Staff has compiled our research into a database of FINRA Broker Disclosures for Noble Capital Markets, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Todd Harris McKee | 2408152 | 2 | 04/13/2018 | Customer Dispute | Closed-No Action | $30,000.00 | $0.00 | See FINRA Report |
Todd Harris McKee | 2408152 | 2 | 08/06/2001 | Customer Dispute | Closed-No Action | $55,000.00 | $0.00 | See FINRA Report |
Robert Williams | 1258642 | 1 | 10/29/1998 | Customer Dispute | Closed-No Action | $50,979.00 | $0.00 | See FINRA Report |