Our Staff has compiled our research into a database of FINRA Broker Disclosures for Noble Capital Markets, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Phillip Hein | 7283101 | 1 | 03/09/2020 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Dennie Andreas Ceelen | 4571084 | 1 | 12/13/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Todd Harris McKee | 2408152 | 2 | 04/13/2018 | Customer Dispute | Closed-No Action | $30,000.00 | $0.00 | See FINRA Report |
| Nicolaas Petrus Pronk | 1726101 | 11 | 11/23/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Michael Leboyer | 2231779 | 1 | 02/21/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Joseph Jazwin | 2711432 | 1 | 05/03/2004 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Bruce Charles Ryan | 408083 | 1 | 11/11/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Nicolaas Petrus Pronk | 1726101 | 11 | 02/07/2003 | Customer Dispute | Settled | $95,000.00 | $0.00 | See FINRA Report |
| Wayne Ralph Horne | 1740513 | 12 | 02/07/2003 | Customer Dispute | Settled | $95,000.00 | $0.00 | See FINRA Report |
| Todd Harris McKee | 2408152 | 2 | 08/06/2001 | Customer Dispute | Closed-No Action | $55,000.00 | $0.00 | See FINRA Report |