Our Staff has compiled our research into a database of FINRA Broker Disclosures for Exemplar Capital, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Andrew John Szabo | 1303597 | 5 | 01/18/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brian Czupek | 2254610 | 3 | 10/08/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Sean Thomas Campbell | 4194223 | 1 | 11/06/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Andrew John Szabo | 1303597 | 5 | 07/25/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Andrew John Szabo | 1303597 | 5 | 03/22/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brian Czupek | 2254610 | 3 | 10/25/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Andrew John Szabo | 1303597 | 5 | 08/22/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |