Our Staff has compiled our research into a database of FINRA Broker Disclosures for Exemplar Capital, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Mark Feldman | 2273453 | 1 | 06/21/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Andrew John Szabo | 1303597 | 3 | 07/25/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Andrew John Szabo | 1303597 | 3 | 03/22/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| George D Kanakis | 4016197 | 3 | 01/05/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| George D Kanakis | 4016197 | 3 | 01/05/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Andrew John Szabo | 1303597 | 3 | 08/22/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| George D Kanakis | 4016197 | 3 | 04/14/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |