Our Staff has compiled our research into a database of FINRA Broker Disclosures for Exemplar Capital, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Eugene King | 1542794 | 4 | 05/17/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Andrew John Szabo | 1303597 | 5 | 03/30/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Andrew John Szabo | 1303597 | 5 | 01/18/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brian Czupek | 2254610 | 3 | 10/08/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brian Czupek | 2254610 | 3 | 06/13/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Sean Thomas Campbell | 4194223 | 1 | 11/06/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard Mark Feldman | 2273453 | 1 | 06/21/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Andrew John Szabo | 1303597 | 5 | 07/25/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Andrew John Szabo | 1303597 | 5 | 03/22/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brian Czupek | 2254610 | 3 | 10/25/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |