Our Staff has compiled our research into a database of FINRA Broker Disclosures for Exemplar Capital, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Andrew John Szabo | 1303597 | 5 | 03/30/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Mark Feldman | 2273453 | 1 | 06/21/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |