Our Staff has compiled our research into a database of FINRA Broker Disclosures for Msec, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Stephen Kyle Taylor | 3260885 | 2 | 04/26/2021 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
John M Powers | 1759078 | 1 | 04/24/2007 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |