Our Staff has compiled our research into a database of FINRA Broker Disclosures for Msec, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephen Kyle Taylor | 3260885 | 2 | 04/26/2021 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Tyler J Prchal | 6318599 | 1 | 10/18/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Theodore J Cardasis | 5374649 | 1 | 07/24/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Douglas Kay Perry | 2260883 | 1 | 08/05/2016 | Customer Dispute | Denied | $5,750.00 | $0.00 | See FINRA Report |
| John M Powers | 1759078 | 1 | 04/24/2007 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Justin L Richter | 6198865 | 1 | 04/27/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael J Bukata | 2506439 | 1 | 07/14/2003 | Customer Dispute | Denied | $154,000.00 | $0.00 | See FINRA Report |
| Timothy Kevin Taylor | 4357648 | 1 | 08/07/2002 | Customer Dispute | Denied | $27,740.00 | $0.00 | See FINRA Report |
| Alisa Anne Roth | 2153484 | 1 | 07/24/2002 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Stephen Kyle Taylor | 3260885 | 2 | 05/17/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |