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FINRA Broker Disclosures for Msec, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Msec, LLC. Search or filter the database to find more about a specific broker.

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Displaying 10 out of 10 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Juda Eli Schechter4019220107/21/2022Customer DisputePending$98,722.00$0.00See FINRA Report
James Paul Siemonsma2172228107/18/2022Customer DisputePending$0.00$0.00See FINRA Report
Faith Read Xenos1320067110/11/2021Customer DisputePending$346,000.00$0.00See FINRA Report
Stephen Kyle Taylor3260885204/26/2021Customer DisputeSettled$150,000.00$0.00See FINRA Report
Douglas Kay Perry2260883108/05/2016Customer DisputeDenied$5,750.00$0.00See FINRA Report
Michael J Bukata2506439107/14/2003Customer DisputeDenied$154,000.00$0.00See FINRA Report
Timothy Kevin Taylor4357648108/07/2002Customer DisputeDenied$27,740.00$0.00See FINRA Report
Alisa Anne Roth2153484107/24/2002Customer DisputeDenied$25,000.00$0.00See FINRA Report
Stephen Kyle Taylor3260885205/17/2002Customer DisputeDenied$0.00$0.00See FINRA Report
Jon Brian Beauchemin2826028102/19/2002Customer DisputeClosed-No Action$7,181.80$0.00See FINRA Report

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