Our Staff has compiled our research into a database of FINRA Broker Disclosures for Apollo Global Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Robert Vito Seminara | 2503893 | 1 | 08/29/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Peter Brett Sinensky | 5177643 | 1 | 08/29/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Houston David McCurry | 6420701 | 1 | 08/29/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Reed Benjamin Rayman | 4983087 | 3 | 07/30/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Salim Hirji | 5672385 | 1 | 07/30/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Lee Jay Solomon | 6015298 | 1 | 07/30/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Andrew Sandeep Jhawar | 2384945 | 2 | 06/25/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Christine Elizabeth Hommes | 4982492 | 3 | 06/17/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Ayad Kais Alhadi | 2501101 | 2 | 03/27/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Alexander Thomas van Hoek | 6020985 | 1 | 03/27/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |