Our Staff has compiled our research into a database of FINRA Broker Disclosures for Apollo Global Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Olivia Wassenaar | 5174710 | 3 | 11/30/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Parke Lecky III | 4979366 | 1 | 12/05/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Christopher Adair | 1717898 | 1 | 11/03/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |