Our Staff has compiled our research into a database of FINRA Broker Disclosures for Apollo Global Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Vito Seminara | 2503893 | 1 | 08/29/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Peter Brett Sinensky | 5177643 | 1 | 08/29/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Andrew Sandeep Jhawar | 2384945 | 2 | 06/25/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christine Elizabeth Hommes | 4982492 | 3 | 06/17/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ayad Kais Alhadi | 2501101 | 2 | 03/27/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alexander Thomas van Hoek | 6020985 | 1 | 03/27/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jay Kim | 2943078 | 1 | 01/29/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Peter James Sack | 4385706 | 1 | 01/29/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Bret Eric Leas | 4817240 | 1 | 01/30/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Marcus Villanueva | 5887625 | 1 | 01/30/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |