Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Taylor Davis | 6646090 | 7 | 08/06/2024 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| James Taylor Davis | 6646090 | 7 | 03/16/2022 | Customer Dispute | Settled | $31,862.00 | $0.00 | See FINRA Report |
| James Taylor Davis | 6646090 | 7 | 05/10/2021 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Peter Sutton McFarland | 2845868 | 3 | 11/01/2010 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Ruben Guillermo Fernandez | 206736 | 6 | 07/17/2006 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ruben Guillermo Fernandez | 206736 | 6 | 12/11/2003 | Customer Dispute | Settled | $390,843.00 | $0.00 | See FINRA Report |
| Ruben Guillermo Fernandez | 206736 | 6 | 11/24/2003 | Customer Dispute | Settled | $518,318.00 | $0.00 | See FINRA Report |
| Darold Charles Brooks | 839352 | 1 | 10/21/1993 | Customer Dispute | Settled | $22,650.00 | $0.00 | See FINRA Report |
| Ruben Guillermo Fernandez | 206736 | 6 | 11/03/1992 | Customer Dispute | Settled | $176,966.00 | $0.00 | See FINRA Report |