Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Taylor Davis | 6646090 | 7 | 08/19/2024 | Customer Dispute | Pending | $14,500.00 | $0.00 | See FINRA Report |
| James Taylor Davis | 6646090 | 7 | 08/06/2024 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| James Taylor Davis | 6646090 | 7 | 04/17/2024 | Customer Dispute | Pending | $43,072.00 | $0.00 | See FINRA Report |
| James Taylor Davis | 6646090 | 7 | 02/13/2024 | Customer Dispute | Denied | $24,266.90 | $0.00 | See FINRA Report |
| James Taylor Davis | 6646090 | 7 | 08/14/2023 | Customer Dispute | Withdrawn | $8,060.00 | $0.00 | See FINRA Report |
| Suzanne Andrea Powell | 4752270 | 1 | 03/01/2023 | Customer Dispute | Award / Judgment | $135,000.00 | $183,471.00 | See FINRA Report |
| James Taylor Davis | 6646090 | 7 | 03/16/2022 | Customer Dispute | Settled | $31,862.00 | $0.00 | See FINRA Report |
| James Taylor Davis | 6646090 | 7 | 05/10/2021 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Peter Sutton McFarland | 2845868 | 3 | 11/01/2010 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Peter Sutton McFarland | 2845868 | 3 | 04/26/2010 | Customer Dispute | Denied | $80,000.00 | $0.00 | See FINRA Report |