Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Taylor Davis | 6646090 | 7 | 02/13/2024 | Customer Dispute | Denied | $24,266.90 | $0.00 | See FINRA Report |
| Peter Sutton McFarland | 2845868 | 3 | 04/26/2010 | Customer Dispute | Denied | $80,000.00 | $0.00 | See FINRA Report |
| Peter Sutton McFarland | 2845868 | 3 | 01/17/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Natalie Ann Fernandez Lee | 3176265 | 1 | 07/03/2002 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |