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FINRA Broker Disclosures for Regulus Financial Group, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Regulus Financial Group, LLC. Search or filter the database to find more about a specific broker.

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Displaying 5 out of 5 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Thomas Vincent Scotto6108385110/18/2018Employment Separation After Allegations$0.00$0.00See FINRA Report
Sidney Joseph Dufresne2471091308/15/2017Employment Separation After Allegations$0.00$0.00See FINRA Report
Terry Dean Hollar1584024408/23/2012Employment Separation After Allegations$0.00$0.00See FINRA Report
John Anthony Kailunas2048289302/17/2000Employment Separation After Allegations$0.00$0.00See FINRA Report
Joseph Lawrence Taunt1087652101/25/2000Employment Separation After Allegations$0.00$0.00See FINRA Report

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