Our Staff has compiled our research into a database of FINRA Broker Disclosures for Regulus Financial Group, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Terry Dean Hollar | 1584024 | 4 | 11/28/2005 | Customer Dispute | Closed-No Action | $3,591.80 | $0.00 | See FINRA Report |
| Terry Dean Hollar | 1584024 | 4 | 11/10/2005 | Customer Dispute | Closed-No Action | $21,801.80 | $0.00 | See FINRA Report |