Our Staff has compiled our research into a database of FINRA Broker Disclosures for Regulus Financial Group, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jordan David Fischer | 6642451 | 1 | 02/07/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Sidney Joseph Dufresne | 2471091 | 3 | 09/07/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |