Our Staff has compiled our research into a database of FINRA Broker Disclosures for Young America Capital, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephen David Unterhalter | 822728 | 3 | 09/23/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen David Unterhalter | 822728 | 3 | 09/04/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Todd Douglas Slater | 2253036 | 1 | 11/09/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen David Unterhalter | 822728 | 3 | 01/22/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Patrick Vincent Walsh | 7335084 | 1 | 04/17/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Mark Bunzel | 1547108 | 1 | 06/06/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Julio Alfonso Marquez | 2261430 | 1 | 04/03/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Donald James Jackson | 1275760 | 1 | 07/12/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |