Our Staff has compiled our research into a database of FINRA Broker Disclosures for Young America Capital, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Henry Nathan Goodman | 1789359 | 2 | 09/28/2020 | Customer Dispute | Settled | $600,000.00 | $0.00 | See FINRA Report |
| Stephen David Unterhalter | 822728 | 2 | 09/23/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen David Unterhalter | 822728 | 2 | 09/04/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Henry Nathan Goodman | 1789359 | 2 | 06/06/2019 | Customer Dispute | Withdrawn | $6,000,000.00 | $0.00 | See FINRA Report |
| Thomas More Kane | 5736258 | 1 | 04/29/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Todd Douglas Slater | 2253036 | 1 | 11/09/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Salvatore Lawrence Baldassano | 4500726 | 1 | 05/12/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Mark Bunzel | 1547108 | 1 | 06/06/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Stanley Gedney Tobin | 1437092 | 3 | 03/22/2001 | Customer Dispute | Denied | $757,963.00 | $0.00 | See FINRA Report |
| Stanley Gedney Tobin | 1437092 | 3 | 03/31/1999 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |