Our Staff has compiled our research into a database of FINRA Broker Disclosures for Young America Capital, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephen David Unterhalter | 822728 | 2 | 09/23/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen David Unterhalter | 822728 | 2 | 09/04/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Todd Douglas Slater | 2253036 | 1 | 11/09/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Salvatore Lawrence Baldassano | 4500726 | 1 | 05/12/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |