Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kevin Todd Canterbury | 4939385 | 4 | 07/21/2023 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Taylor Thomas Leary | 5714749 | 1 | 11/05/2021 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Curt Robert Stauffer | 2615431 | 6 | 10/01/2021 | Customer Dispute | Settled | $45,000.00 | $0.00 | See FINRA Report |
| Curt Robert Stauffer | 2615431 | 6 | 07/27/2021 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Curt Robert Stauffer | 2615431 | 6 | 09/29/2020 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Curt Robert Stauffer | 2615431 | 6 | 09/10/2020 | Customer Dispute | Settled | $225,000.00 | $0.00 | See FINRA Report |
| Curt Robert Stauffer | 2615431 | 6 | 09/01/2020 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Kevin Todd Canterbury | 4939385 | 4 | 06/22/2020 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Curt Robert Stauffer | 2615431 | 6 | 05/15/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kevin Todd Canterbury | 4939385 | 4 | 07/29/2019 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |