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FINRA Broker Disclosures for

Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.

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Displaying 10 out of 30 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Kevin Todd Canterbury4939385407/21/2023Customer DisputeSettled$100,000.00$0.00See FINRA Report
Taylor Thomas Leary5714749111/05/2021Customer DisputeSettled$50,000.00$0.00See FINRA Report
Curt Robert Stauffer2615431610/01/2021Customer DisputeSettled$45,000.00$0.00See FINRA Report
Curt Robert Stauffer2615431607/27/2021Customer DisputeSettled$50,000.00$0.00See FINRA Report
Curt Robert Stauffer2615431609/29/2020Customer DisputeSettled$250,000.00$0.00See FINRA Report
Curt Robert Stauffer2615431609/10/2020Customer DisputeSettled$225,000.00$0.00See FINRA Report
Curt Robert Stauffer2615431609/01/2020Customer DisputeSettled$50,000.00$0.00See FINRA Report
Kevin Todd Canterbury4939385406/22/2020Customer DisputeSettled$300,000.00$0.00See FINRA Report
Curt Robert Stauffer2615431605/15/2020Customer DisputeSettled$0.00$0.00See FINRA Report
Craig Alexander Chandler7612056212/23/2019Judgment / Lien$0.00$0.00See FINRA Report

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