Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Walter C Richardson | 2989191 | 2 | 09/16/2010 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Matthew John Fevola | 3129398 | 4 | 04/07/2009 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Christopher Riley Avey | 3160027 | 4 | 05/26/2004 | Customer Dispute | Denied | $14,660.70 | $0.00 | See FINRA Report |